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Key Programs

DIG is committed to expanding the frontiers of development finance and urban and community services though innovative programs that help poor families and entrepreneurs around the world increase their income and build their asset base. Illustrative of this point, we have utilized our expert program management and advisory services on a variety of successful endeavors. These key programs include:
Detailed Descriptions of these programs are located below:

Emergency Capacity Assistance Program (ECAP) (2011-2012): ECAP is a one-year, USD 3.8 million emergency program designed to provide on-the-ground technical support to government agencies and stakeholders tasked with overseeing Haiti’s post-earthquake shelter and settlement initiatives. Financed by USAID, ECAP runs from June 2011 to May 2012 and builds on the success of the recently completed Emergency Community Assistance and Planning program (July 2010-April 2011). ECAP is designed and implemented by Habitat for Humanity International (HFHI) and the Development Innovations Group (DIG) in consultation with representatives from the Government of Haiti (GOH).

ECAP provides capacity support and technical assistance to municipal governments, GOH agencies tasked with the reconstruction, USAID partners and communities in the areas of shelter and new settlement planning. By providing a cadre of Haitian professionals capable of offering critical support to these stakeholders, ECAP represents the first concerted and systematic effort to channel the skills of heretofore untapped Haitian Diaspora members. These professionals, who bring a vested interest in rebuilding their homeland, possess the urban planning, civil engineering, architectural, legal, socio-economic and environmental expertise required for the country’s reconstruction. The program’s outputs are expected to include improved land tenure, construction standards and municipal capacity to deliver services. The ECAP team will support the formulation and implementation of policies on urban/community planning and management, shelter, land provision, disaster management, and resettlement and integration of internally displaced persons.


Urban Advisory Program (January 2011-January 2013): The Bill and Melinda Gates Foundation awarded DIG a two-year contract for USD 3.4 million to identify urban development investment opportunities benefiting the poor in rapidly-growing African and Indian cities. In particular, DIG is assisting the foundation in identifying cities that provide opportunities in the following investment areas: municipal finance, payment systems for basic services, metafinance, city planning, urban food security, and vital records. DIG’s support includes helping municipal governments work with CBOs in the formulation and implementation of innovative, replicable programs that address market failures and better channel resources to the poor. By fostering local government-civil society partnerships, the program aims to enhance the efficiency and effectiveness of city funds used to tackle urban poverty.

Global Project for Inclusive Municipal Governance (GPIMG) (2010-2013) : The Bill and Melinda Gates Foundation awarded DIG a USD 2.7 million contract to support the management of a five-year program focused on fostering community participation in municipal development projects. The program is funding improvements in the delivery of basic services to the poorest populations via water, sanitation and housing projects in five African cities: Lilongwe, Malawi; Monrovia, Liberia; Luanda, Angola; Harare, Zimbabwe; and Cairo, Egypt. In each of the cities, DIG is pursuing a multi-phased assessment and intervention approach with the local partners. This includes reviewing the project and capacity building plans, providing technical assistance and capacity building support, brokering government-civil society relations, and monitoring and evaluation program outcomes.

 

Emergency Community Assistance and Planning (ECAP) for Shelter and Settlement in Post-Earthquake Haiti (July 2010 – April 2011)

Funded by USAID’s Office of Foreign Disaster Assistance (OFDA), ECAP was a nine-month, USD 3 million emergency program designed to provide community-focused, on-the-ground technical support to the agencies of government tasked with overseeing Haiti’s post-earthquake shelter and settlement initiatives. The program was designed by Habitat for Humanity International (HFHI) and the Development Innovations Group (DIG) in consultation with representatives from the Government of Haiti (GOH).

 

ECAP addressed the capacity and technical needs of the GOH in the areas of shelter and settlement planning. By providing a cadre of Haitian professionals offering critical support to relevant ministries as well as national and local-level agencies, ECAP represented the first concerted and systematic effort to channel the skills of heretofore untapped Haitian Diaspora members. ECAP’s urban planners, architects, engineers and environmental experts also provided technical assistance to OFDA grantees that were working on shelter and settlement issues in Haiti. This support entailed: site planning studies; improved housing design and housing finance options; and new shelter and settlement policies.

Kenya Nexus Initiative (2010-2012): As a subcontractor to Tetra Tech ARD, DIG is implementing the Nexus Initiative in Kenya, a two-year, USD 1.2 million USAID-funded program to promote innovative reforms and sustainable financing for safe water and adequate sanitation. The Nexus Initiative links the expertise and experience of microfinance institutions with the strategic plans of Water Service Providers to increase access to water and sanitation among the urban poor in Kenya. Through the Nexus project, the Kisumu Water and Sanitation Company is partnering with K-Rep Bank to promote, organize and develop financing proposals for urban poor communities to access financing through the small pipe infrastructure and household connections. In the city of Nakuru, the Nakuru Water and Sanitation Services Company and Family Bank are partnering to link water connections and pre-paid metering technology to the Family Bank Pesa Pap! integrated mobile phone payment system to increase access to water and sanitation among the urban poor.

 

Sustainable Water and Sanitation in Africa (SUWASA) (2009-2013) : DIG is participating in the SUWASA program, under USAID’s Water II IQC, to strengthen water and sanitation utility governance and finance in order to expand and improve water and sanitation services for the poor in Sub-Saharan Africa. As a subcontractor to Tetra Tech ARD, DIG is specifically working to design and implement innovative financing for these essential services. To-date, DIG has conducted project design missions in Senegal and Kenya to facilitate innovative partnerships among MFIs, utility companies, SSPs and CBOs to increase the urban poor’s access to water and sanitation through financing solutions.

 

India Implementation Grant Program (2009 – 2012): DIG is supporting Habitat for Humanity International, Inc. (HFHI) in India by catalyzing a strong housing microfinance sector as a means to encourage inclusive financial markets, and in improving housing conditions for low-income families in India’s urban realm. The program increases the poor’s access to financial services and improved housing through technical assistance to CapStone, an urban focused microfinance institution (MFI), and to HFHI’s Housing Microfinance Technical Assistance Center (HMFTAC), an institution that provides technical assistance to MFIs and outsourced construction technical assistance to poor households. Through CapStone, DIG examines new business models for providing individual microfinance products, housing microfinance products and micro-mortgage products in urban environments. DIG provides technical assistance to CapStone by designing financial products, developing and reviewing operations manuals and training modules, and providing comprehensive training for CapStone staff in DIG’s individual lending delivery approach.  For the HMFTAC, DIG’s role is to promote and stimulate the housing microfinance sector in India through training HMFTAC staff to provide a broad range of housing-related technical assistance to MFIs, including market analysis, peer learning, manuals, training, budgeting, and client construction services.

 

CapStone Financial Services Private Ltd. (2007-ongoing) : In 2007, DIG established CapStone Financial Services Private Ltd. in Chennai, India as an urban-focused microfinance.  CapStone began lending in February 2008 as a unique provider of financial services to lower income households in urban India. Through professional delivery of competitively priced microfinance loan products and a range of other financial services, CapStone is pioneering growth to an underserved market segment. The institution’s small pilot fund of $200,000 has been revolved 3 times, resulting in more than 1,000 loans with an average size of $550. With a PAR of less than 2% and more than 50% of clients taking on a second loan, CapStone is strategically poised for growth.   CapStone is also unique in its strong emphasis on housing microfinance. Housing-related loan products comprise 60 – 70% percent of its total loan portfolio.

 

Urbis: Urban Capacity Learning Lab (2007-2010) :   The Bill and Melinda Gates Foundation awarded DIG an USD 8.5 million contract to implement a three-year global learning initiative. Urbis strengthened the capacity of urban poor organizations to increase their influence over the decision-making and planning processes that affect the lives of the urban poor. The focus of the Urbis program included slum improvement, provision of basic services (water and sanitation), land tenure regularization, and financing for the urban poor, with advocacy as a cross-cutting theme. The program’s learning agenda was designed to help practitioners in the field of urban poverty alleviation understand how to amplify the voice of the poor to improve poverty reduction strategies.

 

DIG selected eight cities (Sao Paulo, Brazil; Phnom Penh, Cambodia; Casablanca, Morocco; Dhaka, Bangladesh; Abidjan, Cote d’Ivoire; Luanda, Angola; Durban, South Africa; and Mombasa, Kenya), based on the needs of the poor and opportunities to reduce urban poverty. In Abidjan, for example, DIG worked with a pro-poor network to increase slum dweller access to potable water and influence over a water subsidy. In all of the cities, DIG developed and applied methodologies that supported the capacity and strategic growth of non-governmental organizations (NGOs) serving the urban poor. Capacity building efforts included training, technical assistance, study tours, publications, toolkits, and a community of practice website ( www.urbisnetwork.com). The Urbis program partnered with organizations managed by slum dwellers, NGOs, microfinance institutions (MFIs), private firms and government agencies. These partners were all focused on successfully improving the lives of the urban poor and were just a step away from unlocking new opportunities for themselves and for the populations they serve.   By the end of the program, the Urbis team conducted 677 training events and provided 5,053 days of technical assistance to 19,847 individuals, enabling 547 organizations to grow and represent and/or serve the urban poor more effectively.

 

Housing Finance for the Poor (HFP) (2006-2009) : Funded by the Bill and Melinda Gates Foundation, HFP was a   three-year, multi-country contract for USD 6.6 million to test and explore innovations in the field of housing finance for the poor. Through action research, the program endeavored to provide donors, policy makers, and development finance practitioners with a tangible and comprehensive blueprint for prioritizing future investments and efforts toward the promotion of housing finance globally. DIG developed and tested groundbreaking housing finance products and approaches for servicing poor individuals in a variety of development contexts through partnerships with more than a dozen institutions (including MFIs, microfinance banks, commercial banks, and apex institutions).

 

Through HFP, DIG developed and tested numerous housing finance products, services, and methodologies including but not limited to:

 

·          Mortgage products targeting the poor

·          Varying approaches to housing microfinance

·          Housing finance subsidies for the poor

·          Housing finance in conjunction with slum improvement

·          Housing finance in post-emergency settings

·          A credit scoring model for housing finance

·          Technological innovations related to housing microfinance

 

Through our comparative analysis of HFP activities in India, Pakistan, Indonesia, South Africa, Morocco, Angola, and Mexico, we assessed key products and potential markets for housing finance for the poor, and conditions needed to enhance its scale and sustainability. To better understand the contexts in which these markets operate, DIG also conducted research on policies and regulations impacting access to housing finance for the poor.

 

Over the course of the HFP program, DIG provided extensive technical assistance and training to 230 financial institutions. Notable successes included: providing extensive technical assistance and training to commercial banks and service companies to design and deliver housing finance products for the poor – both as asset-building and consumption loans; assisting housing microfinance institutions working to achieve scale; linking housing finance to subsidy products; developing innovative financial tools for slum improvement; and launching an on-line community of practice website ( www.housingfinanceforthepoor.com) to disseminate program findings and serve as a platform for knowledge sharing among partners, donors, and practitioners.

 

Boulder Microfinance Training Program (2000-2009) : DIG’s President, Franck Daphnis, and Senior Vice President/Managing Director, Dr. Mayada Baydas, delivered courses at the annual Boulder Microfinance Training Program (MFT), a pioneer in intensive “best practice” microfinance training with an alumni network of over 2,500 practitioners from 131 countries. MFT provided an unparalleled learning environment within a rich community of leaders from across the field of microfinance. Courses offered emphasized “best practice” program design issues as well as specific tools to achieve long-term financial sustainability and growth.

 

DIG President Franck Daphnis was a member of the MFT faculty for nine years. He taught the program’s core courses on Microfinance Methodologies and Housing Microfinance. In 2007, Mr. Daphnis also anchored the MFT’s first French-speaking track. From 2005-2008, DIG Senior Vice President Dr. Mayada Baydas presented a course in Market Assessments.  

 

In 2008, DIG in cooperation with the MFT delivered a one-week Housing Finance for the Poor training. The DIG curriculum included courses on Housing Microfinance: The State of Practice; Individual Lending and Housing Microfinance Product Delivery; Best Practices in Financing Slum Improvement: Case Studies of Casablanca, Ahmadabad and Sao Paulo; and Mortgages for the Poor: An Overview of Products and the Supporting Infrastructure. The courses were taught by the DIG staff.

 

Microfinance Technical Assistance to EMKAN (2009-2010): DIG provided comprehensive on-site technical assistance and senior management to support EMKAN in its goal of becoming one of the largest microfinance institutions in Lebanon. DIG successfully launched EMKAN’s operations at all levels. This includes developing the 5-year business plan and financial projections as well as performing strategic planning for the launch of the initial branches and initial market analysis, product design and on-going roll-out. DIG also designed the detailed microfinance and branch level operations manuals and related materials including loan applications, incentive schemes, and MIS technical parameters and report formats. DIG also led the training of all Head Office and Branch Management and field- level staff as well the development of a training-of-trainers (TOT) program for all aspects of the nation-wide microfinance field operations.

 

Economic and Agricultural Development Technical Assistance to EMKAN (2009-2010): At the end of 2009, DIG was contracted to perform technical support for economic development activities in the agricultural sector. DIG assisted in the development of a country-wide strategy for agricultural economic investment projects, small and medium enterprise (SME) development, and extension services for farmers and producers. DIG also prepared comprehensive business and financial planning for initial investment projects including a wholesale market and cold-storage facility in northern Lebanon. DIG also led areas of a large-scale market demand assessment for the agricultural sector in Northern Lebanon focused on farmers and livestock producers.

 

Bank Downscaling: Technical Assistance to Union Bank of Nigeria (2009-2010) : DIG implemented a comprehensive technical assistance program for the creation and start-up of a microfinance division within Union Bank of Nigeria, the country’s largest commercial bank. DIG developed strategic plans, designing products, building human resource capacity, establishing operational systems and delivery mechanisms, and supporting the set up of a tailored MIS system. Working in close collaboration with the bank, DIG also guided management and laying the groundwork for the transformation of the microfinance division into a full-fledged microfinance bank.

 

Technical Assistance for Start-up of Tameer Microfinance Bank (2005-2006) : Tameer was founded as a USD 10 million national microfinance bank, one of the first nationwide, commercially sustainable, private MFIs in Pakistan dedicated to providing services to the economically active poor. DIG was contracted to serve as the primary technical assistance provider for the set-up of Tameer Bank, and works closely with all levels of Tameer staff in the following areas: (1) developing comprehensive growth and outreach strategy; (2) establishing operational systems and procedures; (3) designing and monitoring the performance of financial products; (4) recruiting and training line staff (loan officers, management); and (5) developing monitoring and evaluation systems.

 

Technical Assistance to Tameer Microfinance Bank (2007-2008) :   In 2007, DIG secured its second contract with Tameer Microfinance Bank in Pakistan for the provision of technical assistance under the umbrella of the CGAP Retail Advisory Services (RAS) program. In order to further support Tameer’s shift from a typical bank model using outreach and relationship teams to a more traditional MFI model using loan officers , DIG conducted a needs assessment of the organization; designed, carried out, and analyzed a market demand assessment; and provided intensive training and technical assistance. To streamline and update Tameer’s approach to training, DIG developed and delivered six training modules. The first six-day training module Microfinance Operations and Supervision Training included: an introduction to microfinance; an overview of microfinance products; and instruction on lending methodology, loan origination, selling techniques, loan applications, portfolio follow-up and delinquency management, customer service, and human resources. Subsequent sessions included a Training-of- Trainers (ToT) workshop, Risk Credit Committee Training, MIS Training, Loan Assessment Training, and Branch Management and Field Supervision. The latter included instruction on branch structure, staff roles and responsibilities, loan origination, staff supervision and capacity building, monitoring and evaluation, and internal controls.

 

As part of its on-site technical assistance, DIG assessed and made recommendations on Tameer’s three MIS systems, loan applications, and relationship manual. DIG further reviewed and expanded Tameer’s business plan with updated financial objectives and projections. DIG’s efforts to establish and expand Tameer Microfinance Bank have contributed to its scale: As of December 2008, Tameer boasted an impressive cost per client of USD 30.01 and was fully operationally and financially sustainable. In fact, Tameer is one of the first nationwide, private sector, commercially sustainable MFIs in Pakistan.

 

Microfinance Training of Trainers for USAID-Iraq (2009-2010) : With funding from USAID through the Tijara Program, DIG was contracted by Louis Berger Group (LBG) to offer a comprehensive training of trainers program, focusing on CGAP courses, to provide real-life training opportunities for microfinance practitioners from Iraq. DIG’s role was to update CGAP’s training courses in both English and Arabic in the subjects of Financial Analysis, Accounting, Operations Risk Management, Product Development, Delinquency Management, and Human Resources Management; assess the 11 TOT candidates’ current knowledge of the modules; train the First Generation of Microfinance Trainers; provide LBG with recommendations on which Iraqis should be certified as trainers; and issue formal certifications for the trainers.

 

Microfinance Training of Trainers for USAID-Iraq (2006-2007) : With funding from USAID through the Izdihar Program, DIG, in partnership with SANABEL, was contracted to offer a comprehensive training of trainers program focusing on both CGAP and non-CGAP courses, and to provide real-life training opportunities for microfinance practitioners from Iraq. This was the first training for leading microfinance institutions in Iraq, and was an important step in developing the sector in the country. While the implementers understood the need to rapidly inject funds into the Iraqi economy, the focus was on achieving this through sound procedures in a transparent manner and through sustainable institutions. DIG and SANABEL offered training in topics such as operational risk management, delinquency, microfinance market assessment, product development, loan assessment, information systems, and strategic marketing. Successful graduates of this program were SANABEL/CGAP certified, and are providing training to microfinance practitioners operating in Iraq through the Private Bankers Institute.

 

Technical Assistance to Association for Rural Development (2006-2007) : DIG provided comprehensive training to southern Lebanon’s Association for the Development of Rural Capacities (ADR) to improve its microfinance service delivery and fine-tune its product offering. DIG worked closely with ADR’s staff in areas including the development of operations systems and methodology, product development, and basic financial planning. In addition, DIG provided monitoring and evaluation support to ensure proper implementation of re-designed policies and methods.

 

Housing Microfinance Training in the Dominican Republic (2009): Agence Française de Développement (AFD) contracted DIG to deliver a week-long training course on housing microfinance to Dominican microfinance practitioners. The course, presented in Spanish, provides a general mapping of the state of practice for housing finance for the poor as well as challenges facing many practitioners within the field. The training represents the successful exportation of DIG’s training at the Boulder Microfinance Training Program.

 

Program to Support Arab Center for Agricultural Development (ACAD) to Comply with Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) Requirements (2008-2009) : Agence Française de Développement (AFD) contracted DIG to provide ACAD with the systems, tools, and training to respond and comply with AML/CFT requirements in the West Bank and Gaza. Through on-the-ground missions to the West Bank, DIG undertook a comprehensive review of ACAD’s institutional structure, operations, systems and internal controls to assess its compliance with the Palestinian Monetary Authority’s Anti-Money Laundering law. Based on its findings, DIG worked with ACAD to design and implement a training plan to build staff capacity to ensure compliance with AML/CFT standards, and to effectively integrate required changes into ACAD’s existing systems and structures.  

 

Financing Models for Self-help Based Shelter Improvement (2008-2009): In 2008, DIG launched the Financing for Self-help Based Shelter Improvement program in Jordan after being contracted by GTZ to support the adaptation and implementation of the United Nations Relief and Works Agency for Palestine Refugees in the Near East’s (UNRWA) Microcredit and Microfinance program. Under this initiative, DIG developed new financing tools geared towards shelter improvement in the Palestinian refugee camp, Talbiyeh, a camp in Jordan for residents who do not qualify for UNRWA's Special Hardship Case (SHC). DIG initially reviewed current UNRWA programs and designed the microfinance home improvement market demand study that was conducted in four camps in Jordan (Talbiyeh, Beqa’a, Marka and Jarsh). Leveraging the information garnered in these studies, DIG designed a home improvement lending product and corresponding loan application form. DIG further developed an implementation strategy as a pilot for successive product launches in the West Bank and Gaza, Syria and Lebanon.

 

Southern Agriculture and Business Recovery (SABR) (2006-2007) : In the aftermath of the 2006 conflict between Israel and Hezbollah, the USAID-financed livelihoods recovery SABR program was launched in response to the immediate needs of the heavily damaged agriculture sector - the key source of employment and productivity in southern Lebanon. Due to an existing presence on the ground and long-standing relationships with local municipalities, the SABR program team – comprised of American Near East Refugee Aid (ANERA), DIG, and the Association for the Development of Rural Capacities (ADR) – was able to quickly and effectively respond to the crisis. By rebuilding critical agricultural infrastructure, SABR improved the economic livelihoods of thousands of families and hundreds of communities in Bint Jbeil, Tyre, Nabitya, Saida, and Marjyoun – the locations most directly affected by the bombings. As a result of these activities, SABR accomplished the following:  

 

·          Improved the economic livelihoods of 24 communities, 82,582 direct beneficiaries and 315,500 indirect beneficiaries.

·          Generated 33,074 hours of direct, immediate employment for cash-strapped households.

·          Implemented 34 high-impact infrastructure rehabilitation projects in rural, agriculture dependent communities.

 

Youth Investment Strategy for MENA (2005-2007) : DIG served as a technical advisor to the ImagineNations Group under a grant from the Gates Foundation to develop innovative youth-focused microfinance and income generation programs with a particular focus on the Middle East/North Africa (MENA) region. DIG diligently worked toward the development of a feasible and coherent blueprint for a Youth Investment Strategy in Morocco. The purpose of this initiative was to provide long-term employment opportunities and access to entrepreneurship training and credit, as appropriate, to young Moroccans. DIG established a Youth Investment Alliance comprised of the senior advisor to the king and the heads of Morocco’s largest banks and private institutions, as well as leading NGOs.

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